Regulatory Compliance Specialist

RCS – Regulatory Compliance Specialist

Advance Your Career in Regulatory Compliance with the RCS Certification

Globally recognised. Practical. Designed for compliance, audit, and financial services professionals seeking to strengthen their regulatory expertise.

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About the RCS Certification

The Regulatory Compliance Specialist (RCS) program is designed to provide a comprehensive understanding of regulatory compliance management across financial institutions and related sectors. It equips professionals with the knowledge and skills required to ensure regulatory adherence, manage compliance risks, and foster a strong culture of governance and accountability within their organisations.

This globally recognised certification focuses on building and managing compliance frameworks, conducting risk-based compliance examinations, and understanding the relationship between compliance, internal audit, and risk management functions.

Overview

  • Duration: 12 Hours Reading | 24 Hours Self-Study
  • Format: Virtual | Self-Study (Online Proctored Exam)
  • Exam Duration: 60 Minutes | 50 Multiple Choice Questions
  • Pass Mark: 75 / 100
  • Certification: GCI-Accredited International Qualification (CPD-Compatible)
  • Program Fee: USD 499
What You’ll Learn (Modules & Topics)

The course is structured into Five comprehensive chapters:

1. Understand Global Regulatory Frameworks

      • Learn the roles of major bodies such as the Bank for International Settlements (BIS), Basel Committee on Banking Supervision (BCBS), and Wolfsberg Group.
      • Explore how global and regional laws — including the EU General Data Protection Regulation (GDPR) — shape compliance requirements worldwide.

2. Build and Structure a Compliance Function

      • Understand how to design a compliance department within an organisation.
      • Learn the relationships between Compliance, Internal Audit, Risk, and Senior Management.
      • Explore the role of corporate culture and governance in promoting compliance integrity.

3. Develop and Implement Compliance Policies

      • Create effective compliance policies that define expectations and ensure adherence to regulations.
      • Identify the qualifications and responsibilities of compliance officers.
      • Integrate compliance review processes into new product or service launches.

4. Conduct Compliance Monitoring & Examinations

  • Master the five stages of compliance monitoring:

      • Request for Information (RFI)
      • Periodic Regulatory Reports
      • Regulatory Inventory Matrix (RIM)
      • Regulatory Control Matrix (RCM)
      • Compliance Examination

  • Learn to evaluate and strengthen internal control mechanisms.

5. Perform Compliance Risk Assessments

      • Understand the purpose and frequency of compliance risk assessments.
      • Identify and mitigate regulatory risks using multiple control frameworks.
      • Learn to prepare detailed compliance risk reports and recommendations.

In an era of rapid regulatory change and increasing global oversight, regulatory compliance has become a cornerstone of responsible financial and corporate governance.
The RCS certification equips you with the expertise to navigate complex compliance frameworks, reduce risks, and ensure your organisation meets international standards.

1. Stay Ahead in a Changing Regulatory Landscape

      • Regulations are evolving faster than ever — from data protection (GDPR) to global banking standards (Basel).
      • This course helps you interpret and apply these frameworks effectively across industries.

2. Meet the Growing Demand for Certified Compliance Professionals

      • Financial institutions and regulators increasingly seek qualified professionals who can manage compliance programs with confidence.
      • Earning the RCS certification demonstrates your credibility, competence, and commitment to compliance excellence.

3. Reduce Organisational Risk and Strengthen Governance

      • Learn to identify compliance gaps before they become costly penalties or reputational risks.
      • Build systems that ensure consistent adherence to laws and internal policies.

4. Gain Practical, Global, and Recognised Knowledge

      • Based on international best practices and real-world compliance scenarios.
      • Recognised by the London Institute of Banking and Finance (LIBF) and aligned with global CPD principles.

5. Advance Your Career with Confidence

      • Enhance your profile for roles such as Compliance Officer, Risk Analyst, Internal Auditor, or Regulatory Specialist.
      • Gain a qualification that’s trusted by professionals across banking, insurance, and financial services worldwide.

The Regulatory Compliance Specialist (RCS) certification is ideal for professionals working in compliance, audit, risk management, or legal functions within the financial and corporate sectors. It is also well-suited for those employed in banking, insurance, brokerage, leasing, and microfinance institutions, as well as employees of exchange houses and money service businesses. Regulators, government officials, and individuals from central banks or financial intelligence units seeking to strengthen their understanding of compliance frameworks will also benefit. Additionally, aspiring compliance professionals and recent graduates looking to build a career in governance, risk, and regulatory roles can gain a strong foundation through this globally recognised program.

The Regulatory Compliance Specialist (RCS) certification provides both professionals and organisations with measurable value in today’s complex regulatory environment. It enhances participants’ ability to understand, manage, and implement effective compliance programs that align with international standards.

For Professionals

This certification offers a globally recognised credential that strengthens career prospects and demonstrates expertise in compliance management, regulatory frameworks, and risk-based oversight. It builds confidence to manage compliance reviews, respond to audits, and contribute meaningfully to an organisation’s governance and integrity.

For Organisations

RCS-certified employees help reinforce a culture of compliance, reduce exposure to regulatory penalties, and enhance overall operational resilience. The program also supports institutions in building structured compliance functions capable of adapting to evolving laws and global expectations.

Earning the RCS certification positions you as a trusted professional in ensuring regulatory adherence, safeguarding your organisation’s reputation, and advancing your career in the compliance field.

The Regulatory Compliance Specialist (RCS) certification is awarded by the Global Compliance Institute (GCI) — an internationally recognised body specialising in financial crime prevention and compliance education.

GCI is a recognised independent accreditation institute compatible with global CPD principles and is officially recognised by the London Institute of Banking and Finance (LIBF) as meeting the appropriate academic and quality standards in terms of the effectiveness of its content, delivery, assessment, and programme management.

Through this partnership, the RCS certification ensures that learners receive a globally credible qualification that aligns with international compliance frameworks and professional development benchmarks. This accreditation underscores the program’s focus on quality, relevance, and global recognition within the compliance and financial services industry.

“The RCS certification gave me a strong understanding of how to design and implement compliance frameworks effectively. It’s an excellent choice for anyone managing regulatory responsibilities.”
— Compliance Manager, International Bank

“This program helped me connect global compliance standards with day-to-day operational realities. The content is practical, structured, and globally relevant.”
— Risk & Audit Officer, Financial Services Firm

“RCS added real value to my career. The study material was clear, and the exam preparation resources made it easy to learn at my own pace.”
— Regulatory Affairs Professional, UAE

The Regulatory Compliance Specialist (RCS) certification is a globally recognised qualification that validates your understanding of regulatory frameworks, compliance functions, and risk-based management practices. It is designed and accredited by the Global Compliance Institute (GCI), ensuring international credibility and alignment with global compliance standards.

This self-paced program allows learners to study flexibly, prepare using the digital study guide, and sit for an online proctored exam from the comfort of their home or office. Upon successful completion, participants receive both a digital badge and an e-certificate, verifiable online and shareable on professional platforms such as LinkedIn.

Key Exam Details

        • Next Start Date: Ongoing (Enroll Anytime)
        • Exam Duration: 60 Minutes
        • Format: 50 Multiple Choice Questions
        • Passing Score: 75 / 100
        • Mode: Online Proctored Exam (Virtual | Self-Study)
        • Anticipated Reading Hours: 12 Hours
        • Anticipated Study Hours: 24 Hours
        • Certification: GCI-Accredited International Qualification (CPD-Compatible)
        • Program Fee: USD 499

Upon Completion, You Receive:

        • Digital Badge – A verifiable, shareable badge that highlights your achievement and skills.
        • E-Certificate – An official certificate awarded by GCI, confirming your status as a certified Regulatory Compliance Specialist.

Self-Study Plan (Individual Learners)

      • Access to digital study guide (PDF e-book)

      • Practice exam questions for self-assessment and preparation

      • 24/7 online exam scheduling through the GCI Candidate Portal

      • Digital badge and e-certificate awarded instantly upon passing

      • Includes 1-year GCI membership and one free exam retake

Corporate Packages

      • Designed for group enrollments (10+ participants)

      • Option for instructor-led virtual training conducted by GCI-accredited trainers

      • Custom LMS integration and performance reporting for organizations

      • Tailored onboarding and coordinated exam sessions for corporate teams

1. What is the Regulatory Compliance Specialist (RCS) certification?

The RCS certification is an internationally recognised qualification developed by the Global Compliance Institute (GCI). It focuses on regulatory compliance management, risk-based compliance frameworks, and global regulatory standards such as BIS, BCBS, and Wolfsberg principles. It is designed for professionals who want to strengthen their expertise in compliance, governance, and risk oversight.

This program is ideal for compliance officers, auditors, risk managers, legal advisors, and regulatory professionals working in banking, insurance, brokerage, leasing, or microfinance sectors. It is also suitable for employees of central banks, FIUs, and government authorities, as well as individuals aspiring to build a career in compliance or financial regulation.

The course covers five main areas:

      • The International Context – Global regulatory bodies and frameworks (BIS, BCBS, GDPR).
      • Compliance Function – Departmental structure, independence, and reporting lines.
      • Compliance Policies – Development and implementation of effective compliance policies.
      • Compliance Monitoring & Examination – Five stages of regulatory assessment.
      • Compliance Risk Assessment – Identifying and mitigating regulatory risks.
      • Duration: 60 Minutes
      • Type: Online Proctored Exam (can be taken at home or office)
      • Questions: 50 Multiple-Choice
      • Passing Score: 75 / 100

The exam assesses your understanding of regulatory frameworks, compliance management, and risk-based practices across all five chapters of the course.

The self-study program recommends:
📘 12 Hours Reading | 🧠 24 Hours Self-Study
This may vary depending on your background and experience in compliance or financial services.

Once enrolled, you’ll gain access to the GCI Candidate Portal, which includes:

        • A digital study guide (PDF e-book)
        • Practice exam questions simulating the real test
        • Access to 24/7 online exam scheduling
        • Digital badge and e-certificate upon passing

Currently, GCI courses are offered as Virtual | Self-Study programs. Candidates study at their own pace and schedule the online proctored exam anytime through the GCI portal.

The total program fee is USD 499, which includes:

      • Access to the study materials
      • One-year GCI membership
      • One free exam retake
      • Digital certificate and badge upon completion

You will receive:

🏅 An official e-certificate from GCI, recognising your achievement.
🎓 A digital badge — a verifiable, shareable credential you can display on LinkedIn and other platforms to showcase your certification.

Yes. GCI is a recognised independent accreditation institute compatible with global CPD principles and is recognised by the London Institute of Banking and Finance (LIBF) for meeting international academic and quality standards in program design, delivery, and assessment.

Yes. GCI offers corporate packages for organisations enrolling 10 or more participants. These include group access, LMS integration, reporting, and the option for instructor-led sessions delivered by GCI-accredited trainers.

After enrolling, you can log in to your GCI Candidate Portal to schedule your exam. Exams are available 24/7 and can be taken anytime from anywhere via secure online proctoring.

You will earn the GCI Certified Regulatory Compliance Specialist (RCS) credential — an internationally recognised qualification compatible with CPD standards and verifiable online by employers.

Other GCI Certifications

CCM – Certified Compliance Manager

Develop strategic leadership skills to design, implement, and oversee comprehensive compliance and ethics programs.

KYCS – Know Your Customer Specialist

Learn global KYC practices, onboarding standards, and customer verification procedures to strengthen compliance frameworks across financial institutions.

AMLS – Anti Money Laundering Specialist

Gain practical expertise in AML laws, risk assessment, and monitoring to detect and prevent suspicious transactions effectively.

SCS – Sanctions Compliance Specialist

Understand international sanctions, embargoes, and screening processes to ensure your organisation remains fully compliant.

FCS – FATCA & CRS Specialist

Learn FATCA and CRS requirements to help institutions manage tax reporting obligations across multiple jurisdictions.

Get More Information – RCS Certification

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